If your Richmond SIE preparation needs a kick-start, 51Թ offers two ways to get expert assistance with your test prep. First, we provide a comprehensive Richmond SIE prep class where you can study both academic concepts and test-taking strategies in a structured learning environment. Alternatively, we can set you up with a private Richmond SIE tutor who can work with you one-on-one as you pursue your learning goals. There's really no wrong option between them, so reach out to us to get started with one or both of these great options today.
What topics can I review during my Richmond SIE prep?
The SIE, or Securities Industry Essentials Exam, is a test that assesses a candidate's knowledge of the fundamentals of the securities industry. Some of the topics discussed include different types of investment products and their risks, how securities operate, the function of major regulatory agencies, and prohibited practices. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and is required to earn a license to trade securities, though you may not apply for licensure after passing the SIE alone. You must also pass a more specialized assessment such as the Series 3 or Series 7 before you may legally carry out the functions covered by your exam.
The SIE itself is structured as a multiple-choice test with 75 questions. You have an hour and 45 minutes to finish the exam and must earn a score of at least 70 percent to pass it. FINRA exams are known for misleading questions that make the test more challenging than the topics covered might suggest, so your instructor might supply you with practice exams to give you an idea of what the assessment expects of you. If you find that you consistently miss questions about a topic like hedge funds, you can redouble your efforts on that topic to improve your self-confidence heading into the test.
What are the benefits of each of my Richmond SIE prep options?
As noted above, we can enroll you in a Richmond SIE prep course or find you a personal academic mentor. If you opt for a course, you'll meet with a knowledgeable instructor and a group of classmates at a set time each week. All sessions take place on our proprietary Live Learning Platform, a convenient online classroom that allows everybody to see and hear one another as if you were in the same room. Why commute to a physical classroom when a classroom is available right on your favorite mobile device?
You can also interact with your classmates on our platform, allowing you to work together to create a collaborative learning environment that may make it easier to understand challenging financial concepts. For example, one of your peers might share a handy mnemonic device they came up with to remember how mutual funds work. You can also explain concepts to your classmates to help them out of a tight spot, reinforcing your own command of the material in the process. Working in a group also gives you great value for your money, as you can work with an expert teacher that you may not have been able to afford on your own.
If you would rather receive personalized attention, a private instructor might be a better choice for you. We can find you an educator to work with either online or in-person, giving you complete control over where your sessions take place. If you decide to work online, you'll make use of our Live Learning Platform to receive face-to-face instruction anywhere with a stable internet connection. Powerful features such as a virtual whiteboard ensure that your sessions are just as effective as meeting in-person. If you're more of a traditionalist when it comes to studying, you can meet your instructor at the Virginia Commonwealth University library, the food court at the University of Richmond, or the privacy of your own home.
Your private instructor can design study sessions around your preferred learning style to improve their efficacy. For instance, a kinesthetic learner might practice bookkeeping in order to keep accurate records for their clients, while a visual learner might get more out of a tutorial demonstrating how to approach the task. Your instructor can also give a lecture on the topic if you're more of an auditory student. Working with a private instructor also provides the flexibility to learn at your own pace, spending as little or as much time on a particular topic as you need.
How do I sign up for Richmond SIE prep?
Simply reach out to 51Թ to learn more about each of our Richmond SIE prep options or to sign up today. We look forward to helping you work toward academic success!
Valentina: Richmond SIE test prep instructor
...licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 65
- +4 subjects
Jennifer: Richmond SIE test prep instructor
...gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Real Estate License
- NMLS - Nationwide Mortgage Licensing System
- Series 6
- +5 subjects
Kevin: Richmond SIE test prep instructor
...comes from a life long passion for learning. Im a Masters Degree graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 6
- CPA
- +41 subjects
Jennifer: Richmond SIE test prep instructor
...Before that, I tutored chemistry and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +18 subjects
Joyce: Richmond SIE test prep instructor
...Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Zachary: Richmond SIE test prep instructor
...our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 66
- Series 24
- Series 63
- +12 subjects
Danny: Richmond SIE test prep instructor
...to the corporate office. I am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- +11 subjects
Barrett: Richmond SIE test prep instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 24
- Series 66
- Series 7
- +20 subjects
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 24
- +20 subjects
Brian: Richmond SIE test prep instructor
...I received a Bachelor of Science with honors in Finance and Law. I also received a certificate in Black Studies with honors. I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 26
- Series 63
- Series 9
- +22 subjects
Vincent : Richmond SIE test prep instructor
...MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 65
- +14 subjects
Joseph: Richmond SIE test prep instructor
...students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their dreams!
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- +48 subjects
John: Richmond SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 9
- Insurance License
- Series 66
- +10 subjects
James: Richmond SIE test prep instructor
...am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- College Application Essays
- +32 subjects
Lonie: Richmond SIE test prep instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 63
- Series 7
- +21 subjects
Bryan: Richmond SIE test prep instructor
...in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +5 subjects
Brett: Richmond SIE test prep instructor
...signed with 51Թ, I'm not able to provide tutoring services to you for at least 13 months. I'm also quite firm on adhering to both the letter and the spirit of that agreement because I gave my word. Since the four month window of time allowed by FINRA for candidates to pass the exams is considerably shorter than 13 months I agreed to with 51Թ, you'll have already passed all your licenses well before...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 65
- Series 3
- Series 82
- +33 subjects
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- ACT Reading
- +16 subjects
Daniel: Richmond SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- Series 6
- ChFC - Chartered Financial Consultant
- Series 7
- +25 subjects
Jorge: Richmond SIE test prep instructor
...have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their efforts to...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +36 subjects